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" ... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 234
1985
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen445

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 páginas
...of stock. Opinion of the Court 445 U. 8. "(a) To employ any device, scheme, or artifice to defraud, [or] "(c) To engage in any act, practice, or course...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." 17 CFR § 240.10b-5 (1979). This case concerns...
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The Federal Reporter

1959 - 1124 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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General Laws of the State of Idaho ..., Partes310-347

Idaho - 1967 - 978 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Session Laws

Wyoming - 1891 - 582 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Annual Institute on Municipal Finance Law

1900
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Laws of the State of New Mexico, Volumen2

New Mexico - 1965 - 988 páginas
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Trade Cases

Commerce Clearing House - 1981 - 1698 páginas
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Law and Contemporary Problems, Volumen18

1953 - 612 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security. Rule X-15C1-2 provides : (a) The term "manlpultlve,...
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Decisions and Reports, Volumen28

United States. Securities and Exchange Commission - 1955 - 1022 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." decided to withdraw his investment and dissolve...
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