| United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 páginas
...of stock. Opinion of the Court 445 U. 8. "(a) To employ any device, scheme, or artifice to defraud, [or] "(c) To engage in any act, practice, or course...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." 17 CFR § 240.10b-5 (1979). This case concerns... | |
| 1959 - 1124 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
| Idaho - 1967 - 978 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
| Wyoming - 1891 - 582 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
| 1900
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| New Mexico - 1965 - 988 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
| 1953 - 612 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
| United States. Securities and Exchange Commission - 1953 - 824 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security. Rule X-15C1-2 provides : (a) The term "manlpultlve,... | |
| United States. Securities and Exchange Commission - 1955 - 1022 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." decided to withdraw his investment and dissolve... | |
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