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" ... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 234
1985
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Decisions and Reports, Volumen25

United States. Securities and Exchange Commission - 1953 - 828 páginas
...statements made. In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, IB connection with the purchase or sale of any security." 20 8. KC SECRET PROFITS Marks and Lime Cola's...
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Decisions and Reports, Volumen35

United States. Securities and Exchange Commission - 1957 - 756 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at...
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New Jersey Statutes Annotated: Laws of a General and Permanent Nature Under ...

New Jersey - 1955 - 886 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Federal Rules Decisions, Volumen8

1949 - 794 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Southern Reporter: Cases argued and determined in the courts of Alabama ...

1978 - 1638 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Recueil Des Traités

United Nations - 1998 - 938 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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The Code of Federal Regulations of the United States of America

2000 - 622 páginas
...LEVERAGE COMMODITIES AUTHORITY: 7 USC 12a and 23, unless otherwise noted. К 31.1-31.2 [Reserved] 531.3 Fraud in connection with certain transactions in silver...deceit upon any person, in, or in connection with (\) an offer to make or the making of, any transaction for the purchase, sale or delivery of silver...
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The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...in silver or gold bullion or bulk coins. It shall be unlawful for any person, by use of the malls or any means or Instrumentality of interstate commerce,...of silver bullion, gold bullion, bulk silver coins or bulk gold coins pursuant to a standardized contract commonly known to the trade as a margin account,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1979 - 1804 páginas
...instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78j) [13 FR 8183,...
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The Code of Federal Regulations of the United States of America

1986 - 978 páginas
...statements made in the light of the circumstances under which they were made, not misleading, or tclTo engage in any act, practice, or course of business...deceit upon any person, in, or in connection with (i) an offer to make or the making of, any transaction for the purchase, sale or delivery of silver...
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