 | 2004 - 1120 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | Andrew J. Sherman - 2004 - 454 páginas
...the statements made, in light of the circumstances under which they were made, not misleading; or (c) engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. The most frequent use of Rule 10b-5 has been... | |
 | Robert A. Fippinger - 1993 - 1870 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | James B. Witkin - 2004 - 1108 páginas
...make the statements made, in light of the circumstances under which they were made, not misleading • To engage in any act, practice, or course of business...operates or would operate as a fraud or deceit upon any person58 In other words, while Regulation SK imposes a duty to make certain disclosures, the full force... | |
 | B. G. Pettet - 2005 - 492 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | Douglas L. Hammer - 2005 - 398 páginas
...state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading, or (c)...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.171 The provisions of Exchange Act section 10(b)... | |
 | C. Gregory Rogers - 2005 - 407 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or iii) To engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.3 Rule 21 0.1 -02 (Regulation SX) The term material,... | |
 | Sverige. Prospektutredningen - 2005 - 164 páginas
...the statements made, in the light of circumstances under which they were made, not misleading, or (3) To engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. Att Rule 10b-5 omfattar såväl köp som försäljning... | |
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... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... 
