 | 1979 - 1228 páginas
...su.--eaen--s made, in the light of the circ-jras^ances under which they were m&oe. no: raisleading. or (c) To engage in any act, practice, or course of...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10: 48 Stat. 891: IS USC T8j) [13 PR 8183.... | |
 | 1949 - 1286 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | 2000 - 986 páginas
...statements made, in light of the circumstances under which they were made, not misleading; or (iii) To engage in any act, practice or course of business...would operate as a fraud or deceit upon any person. (2) As a means reasonably designed to prevent fraudulent, deceptive or manipulative acts or practices... | |
 | 1996 - 888 páginas
...make the statements made, In light of the circumstances under which they are made, not misleading; (3) To engage in any act, practice, or course of business...operates or would operate as a fraud or deceit upon any such registered investment company; or (4) To engage in any manipulative practice with respect to such... | |
 | 1951 - 1072 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | 1952 - 1224 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | 1952 - 1106 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | 1962 - 434 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | United States. Securities and Exchange Commission - 1953 - 1386 páginas
...statements made, in the light of the clrcometun under which they were made, not misleading, or "(3) To engage in any act, practice, or course of business...wooM operate as a fraud or deceit upon any person, in connection with the purchase or sale st any security." Section 15 (c) (1) provides In pertinent part... | |
| |
... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... 
