 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1962 - 68 páginas
...statements made, in the light of the circumstances under which they are made, not misleading ; or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person. their purchase or sale, whether through the issuance of analyses or reports or otherwise — (1) to... | |
 | Eugene O. Kuntz - 1977 - 848 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | 1965 - 260 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | 1964 - 574 páginas
...instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78J) [13 FR 8183,... | |
 | United States. Congress. Senate. District of Columbia - 1964 - 140 páginas
...necessary in order to make the statments made, in the light of the circumstances in which they are made, not misleading; or (c) to engage in any act,...would operate as a fraud or deceit upon any person. LICENSE REQUIREMENT SEC. 4. (a) It shall be unlawful for any person to transact business in the District... | |
 | United States. Congress. House. Committee on the District of Columbia - 1964 - 1598 páginas
...necessary in order to make the statements made, in the light of the circumstances in which they are made, not misleading ; or (c) to engage in any act,...would operate as a fraud or deceit upon any person. LICENSE REQUIREMENT SEC. 4. (a) It shall be unlawful for any person to transact business in the District... | |
 | United States. Congress. Senate. Committee on the District of Columbia - 1964 - 414 páginas
...necessary in order to make the statments made, in the light of the circumstances in which they are made, not misleading ; or (c) to engage in any act,...would operate as a fraud or deceit upon any person. LICENSE REQUIREMENT SEC. 4. (a) It shall be unlawful for any person to transact business in the District... | |
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... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... 
