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" ... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 234
1985
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Regulating the Sale of Securities: Hearing...88-1...May 2, 1963

United States. Congress. House. Committee on the District of Columbia - 1964 - 174 páginas
...necessary in order to make the statements made, in the light of the circumstances in which they are made, not misleading ; or (c) to engage in any act,...would operate as a fraud or deceit upon any person. LICENSE REQUIREMENT SEC. 4. (a) It shall be unlawful for any person to transact business in the District...
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Industry in Britain: Organisation and Production

Great Britain. Central Office of Information. Reference Division - 1966 - 578 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." Note that the Rule applies to "any" person and...
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Techniques for Buying, Selling, and Merging Businesses

Charles A. Scharf - 1964 - 284 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Public and Local Acts of the Legislature of the State of Michigan

Michigan - 1964 - 790 páginas
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Maine Revised Statutes Annotated, 1964: Being the Tenth Revision ..., Volumen15

Maine - 1978 - 1062 páginas
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Kansas Statutes Annotated: Duly Arranged, Numbered, Annotated, and ..., Volumen2

Kansas - 1964 - 1176 páginas
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American Law Reports Annotated, Second Series, Volumen37

1954 - 1560 páginas
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Federal Supplement: Cases Argued and Determined in the District ..., Volumen241

1965 - 1096 páginas
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Federal Securities Acts Amendments of 1964: Program Handbook

California Continuing Education of the Bar - 1965 - 196 páginas
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