 | United States. Congress. Senate. Committee on the District of Columbia - 1964 - 414 páginas
...necessary in order to make the statments made, in the light of the circumstances in which they are made, not misleading ; or (c) to engage in any act,...would operate as a fraud or deceit upon any person. LICENSE REQUIREMENT SEC. 4. (a) It shall be unlawful for any person to transact business in the District... | |
 | United States. Congress. House. Committee on the District of Columbia - 1964 - 174 páginas
...necessary in order to make the statements made, in the light of the circumstances in which they are made, not misleading ; or (c) to engage in any act,...would operate as a fraud or deceit upon any person. LICENSE REQUIREMENT SEC. 4. (a) It shall be unlawful for any person to transact business in the District... | |
 | Great Britain. Central Office of Information. Reference Division - 1966 - 578 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." Note that the Rule applies to "any" person and... | |
 | 1967 - 1182 páginas
...instrumentality of interestate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person, 66-035 O-^67-21 in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15... | |
 | United States. Tax Court - 1975 - 1272 páginas
...interstate commerce, or of the mails * * * (a) To employ any device, scheme, or artifice to defraud, (c) To engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. The facts are not generally in dispute. Petitioner... | |
 | Ernst von Caemmerer, Soia Mentschikoff, Konrad Zweigert - 1969 - 658 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or 3. to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." 11 Durch „derivative suits" können Aktionäre... | |
 | Wisconsin - 1969 - 1682 páginas
...statements made, in the light of the circumstances under which they are made, not misleading; or (3) To engage in any act, practice or course of business...would operate as a fraud or deceit upon any person. 551.42 MARKET MANIPULATION. It is unlawful for any person, directly or indirectly, in this state: (1)... | |
 | William C. Gilmore - 1995 - 464 páginas
...statement made, in light of the circumstances under which it was made, not misleading; or (iii) dishonestly to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person; (i) "Foreign corrupt practices" which means the corrupt offering, paying, or making of inducements... | |
 | Calvin J. Larson, Gerald R. Garrett - 1996 - 424 páginas
...instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, (a) to employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Boland, 45-6). As useful as the fraud forbidding... | |
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... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... 
