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" It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme,... "
SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ... - Página 406
por United States. Congress. Senate. Committee on Banking and Currency - 1963 - 470 páginas
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Decisions and Reports, Volumen5

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...Section 17 (a) provides as follows : It shall be unlawful for any person In the sale of any securities by the use of any means or Instruments of transportation...communication In interstate commerce or by the use of the malls, directly or Indirectly — (1) to employ any device, scheme, or artifice to defraud, or (2)...
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...Securities Act provides : It shall be unlawful for any person in the sale of any securities by the uie of any means or Instruments of transportation or communication In Interstate commerce or by the use of the malls, directly or Indirectly — (1) to employ any device, scheme, or artifice to defraud, or (2)...
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Decisions and Reports, Volumen35

United States. Securities and Exchange Commission - 1957 - 756 páginas
...Act of 1933 provides : "It shall be unlawful for any petnon in the sale of any securities by the us* of any means or instruments of transportation or communication In Interstate commerce or by the use of the malls, directly or indirectly — "(1) to employ any device, scheme, or artifice to defraud, or "(2)...
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Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956 - 716 páginas
...the Securities Act provide*: "It shall be unlawful for any person in the sale of any securities by the use of any means or Instruments of transportation...or communication in interstate commerce or by the u-<- of the mails, directly or indirectly — " H t to employ any device, scheme, or artifice to defraud,...
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Decisions and Reports, Volumen25

United States. Securities and Exchange Commission - 1953 - 828 páginas
...persons "Section 17 (a) provides: "It (ball be unlawful for any person In the sale of any securities by the use of any means or Instruments of transportation...or communication In Interstate commerce or by the DRB of the malls, directly or indirectly— "(1) to employ any device, scheme, or artifice to defraud,...
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Decisions and Reports, Volumen18

United States. Securities and Exchange Commission - 1950 - 948 páginas
...be unlawful for an; person In the sale of any securities by the use of any moans or Instruments of transportation or communication In interstate commerce or by the use of the malls, directly or Indirectly — (1) to employ any device, scheme, or artifice to defraud, or (2)...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...would operate as a fraud or deceit upon the purchaser. (b) It shall be unlawful for any person, by the use of any means or instruments Of transportation...in Interstate commerce or by the use of the mails, to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper, article,...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volumen2

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 332 páginas
...any security, including a transaction which might be exempted from registration under this act, by the use of any means or instruments of transportation...in interstate commerce or by the use of the mails, to employ any device, scheme, or artifice to defraud or to obtain money or property by means of any...
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Proposed Amendments to the Securities Act of 1933 and to the Securities ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 páginas
...any security, including a transaction which might be exempted from registration under this act, by the use of any means or instruments of transportation...in interstate commerce or by the use of the mails, to employ any device, scheme, or artifice to defraud or to obtain money or property by means of any...
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Administrative Decisions Under Immigration & Nationality Laws, Volumen16

United States. Department of Justice - 1976 - 832 páginas
...the language which is quoted in the brief as a quotation from that case. any means or instruments of transportation or communication in interstate commerce...— (1) to employ any device, scheme, or artifice to defraud. . . . A violation of 15 USC 78j(b) was found by the Supreme Court in a case in which a...
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