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" Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... "
Annual Report of the SEC. - Página 194
por United States. Securities and Exchange Commission - 1963
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Independent Regulatory Commissions: Comparative Operating Data for Years ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Special Subcommittee on Legislative Oversight - 1960 - 175 páginas
...to the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. These recommendations were then submitted in the 86th Congress to the Committee on Banking and Currency,...
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Independant Regulatory Commissions. Prepared for Special Subcommittee on ...

United States. Congress. House. Interstate and Foreign Commerce - 1960 - 175 páginas
...to the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. These recommendations were then submitted in the 86th Congress to the Committee on Banking and Currency,...
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Independent Offices Appropriations, 1956: Hearings Before the Subcommittee ...

1955 - 571 páginas
...until September 3934). the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1039, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. The Commission also serves as adviser to Federal courts in corporate reorganization proceedings under...
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Increased Flexability for Financial Institutions: Hearings Before ... , 88-1 ...

United States Congress. House. Banking and Currency Committee - 1963 - 1078 páginas
...to regulation as dealers or brokers under the Securities Exchange Act of 1934 and exempted them from the Investment Company Act of 1940 and the Investment Advisers Act of 1940. The essential point of the protective legislation of the early 1930's was to establish the principle...
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Increased Flexibility for Financial Institutions: Hearings Before the ...

United States. Congress. House. Committee on Banking and Currency - 1964 - 1078 páginas
...subject to regulations of dealers and brokers under the Securities Act of 1934, and exempted them from the Investment Company Act of 1940 and the Investment Advisers Act of 1940. I suggest of course the sponsors of this proposal, who are either here or represented will read this...
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Federal Public Records Law: Hearings, Eighty-ninth Congress ..., Partes1-2

United States. Congress. House. Committee on Government Operations. Foreign Operations and Government Information Subcommittee - 1965 - 528 páginas
...Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. The Commission's functions under these statutes to which section 3 of the Administrative Procedure...
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To Permit National Banks to Underwrite and Deal in "revenue Bonds": Hearings ...

United States. Congress. House. Banking and Currency Committee - 1965 - 196 páginas
...to regulation as dealers or brokers under the Securities Exchange Act of 1934 and exempted them from the Investment Company Act of 1940 and the Investment Advisers Act of 1940. The essential point of the protective legislation of the early 1930's was to establish the principle...
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Government Electronic Data Processing Systems, Hearings Before the ...

United States. Congress. House. Post Office and Civil Service - 1966 - 516 páginas
...Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisers Act of 1940. By the terms of chapter X of the Bankruptcy Act, as amended in 1938, the Commission also serves as...
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Government Electronic Data Processing Systems: Hearings, Eighty-ninth ...

United States. Congress. House. Committee on Post Office and Civil Service. Subcommittee on Census and Statistics - 1966 - 516 páginas
...Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisers Act of 1940. By the terms of chapter X of the Bankruptcy Act, as amended in 1938, the Commission also serves as...
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Government Procurement -- 1966, Hearing Before a Subcommittee ... 89-2 ...

United States. Congress. Senate. Select Committee on Small Business - 1966 - 260 páginas
...Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. The Commission also serves as adviser to Federal courts in corporate reorganization proceedings under...
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