 Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and...  Annual Report of the SEC. - Página 194por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1957 - 662 páginas
...Commission: the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. After the conferences have been concluded and the comments and suggestions of the representatives of... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1957 - 662 páginas
...: the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. After the conferences have been concluded and the comments and suggestions of the representatives of... | |
 | United States. Congress. House. Committee on the Judiciary - 1957 - 162 páginas
...Commission administers. The Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Investment Company Act of 1940 and the Investment Advisers Act of 1940 presently provide that the" Court of Appeals with whom a petition for review is filed shall have exclusive... | |
 | United States Congress. House. Banking and Currency Committee - 1958 - 908 páginas
...Company Act of 1955 rather than as defined in the Banking Act of 1933. The subsection also excludes from the Investment Company Act of 1940 and the Investment Advisers Act of 1940 any banking subsidiary or other subsidiary of a bank holding company if such subsidiary is exempt from... | |
 | United States. Congress. Senate. Committee on the Judiciary - 1958 - 1422 páginas
...Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisers Act of 1940. The Commission also serves as advisor to the Federal courts in corporate reorganization proceedings... | |
 | United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 páginas
...AMEND THE SECURITIES ACT OF 1933, THE SECURITIES EXCHANGE ACT OF 1934, THE TRUST INDENTURE ACT OF 1939, THE INVESTMENT COMPANY ACT OF 1940, AND THE INVESTMENT ADVISERS ACT OF 1940 JUNE 15, 16, 17, 18, 23, 24, AND 25, 1959 Printed for the use of the Committee on Banking and Currency... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 442 páginas
...Commission discovers them. This change would conform the provisions of the act to the provisions of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Any injunctive relief is subject to the general discretionary powers of a court of equity and therefore... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...AMEND THE SECURITIES ACT OF 1933, THE SECURITIES EXCHANGE ACT OF 1934, THE TRUST INDENTURE ACT OF 1939, THE INVESTMENT COMPANY ACT OF 1940, AND THE INVESTMENT ADVISERS ACT OF 1940 JUNE 15, 16, 17, 18, 23, 24, AND 25, 1959 Printed for the use of the Committee on Banking and Currency... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1959 - 822 páginas
...Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. In addition, we have advisory functions under chapter X of the Bankruptcy Act. These various statutes... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...AMEND THE SECURITIES ACT OF 1933, THE SECURITIES EXCHANGE ACT OF 1934, THE TRUST INDENTURE ACT OF 1939, THE INVESTMENT COMPANY ACT OF 1940, AND THE INVESTMENT ADVISERS ACT OF 1940 JUNE 15, 16, 17, 18, 23, 24, AND 25, 1959 Printed for the use of the Committee on Banking and Currency... | |
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