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" The Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate... "
Annual Report of the SEC. - Página 66
por United States. Securities and Exchange Commission - 1963
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Dicta, Volumen35

1958 - 396 páginas
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The Economic Legislation of the Seventy-third Congress, Volumen2

National Industrial Conference Board - 1933 - 284 páginas
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...complaint or otherwise, shall he of the opinion that in tie public interest it should make an investigation to determine whether any person has violated or is about to violate any provision of this Act, or of any rule or regulation thereunder, it may investigate such facts, and it may, in its...
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Federal Reserve Bulletin, Volumen20

1934 - 930 páginas
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Securities and Exchange Act of 1934

United States - 1934 - 1518 páginas
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...complaint or otherwise, shall be of the opinion that in the public interest it should make an investigation to determine whether any person has violated or is about to violate any provision of this Act, or of any rule or regulation thereunder, it may investigate such facts, and it may, in its...
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Journal of the Assembly of the State of New York, Volumen3

New York (State). Legislature. Assembly - 1934 - 1184 páginas
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...complaint or otherwise, shall be of the opinion that in the public interest it should make an investigation to determine whether any person has violated or is about to violate any provision of this Act, or of any rule or regulation thereunder, it may investigate such facts, and it may, in its...
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Decisions of the Comptroller General of the United States, Volumen14

United States. General Accounting Office - 1935 - 1044 páginas
...for the registration of securities. Section 21 (a) of the act authorizes the Securities and Exchange Commission to " make such investigations as it deems...has violated or is about to violate any provision of this title or any rule or regulation thereunder, and may require or permit any person to file with...
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Public Utility Holding Companies, Volumen3

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1935 - 746 páginas
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