 | A. Hugh Scott - 2001 - 1578 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | A. Hugh Scott - 2001 - 1584 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | 2001 - 966 páginas
...statements made, in the light of the circumstances under which they were made, not misleading; or c. engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. IV. Ford and his agents, servants, employees,... | |
 | Marc I. Steinberg - 1985 - 808 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - 2002 - 706 páginas
...instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." 17 CFR § 240.1()(b)-5. 43 "It shall be unlawful... | |
 | Thomas J. St. Ville - 2002 - 96 páginas
...Enabled by this statute, the SEC has promulgated Rule 10b-5, which provides that it shall be unlawful: (a) to employ any device, scheme or artifice to defraud,...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.37 In order to establish a violation of §10(b)... | |
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... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... 
