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" Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the... "
Annual Report of the SEC. - Página 30
por United States. Securities and Exchange Commission - 1963
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Report on the Study and Investigation of the Work, Activities ..., Volúmenes6-8

United States. Securities and Exchange Commission - 1936
...registration •Utement If the Commission finds that such statement "Includes any untrue statements of a material fact or omits to state any material fact required to be stated therein or necessary to make tbe statements therein not misleading.") On November 4 and 6 intensive amendments...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 páginas
...summary required to be sent, given, or furnished under subsection (a) (3), makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Regulation of Sale Os Securities, Hearing Before a Subcommittee of ...,75-1 ...

United States. Congress. Senate. Banking and Currency Committee - 1937 - 214 páginas
...provisions of this Act or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Legislative Calendar, Volumen53,Parte2

United States. Congress. Senate. Committee on Finance - 1939
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement or a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Conservator in Bankruptcy: Hearing Before the Committee on the Judiciary ...

United States. Congress. House. Committee on the Judiciary - 1937 - 208 páginas
...required to be sent, :given, or furnished under subsection (a) (3), makes any untrue statement •of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 páginas
...finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the...
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Decisions and Reports, Volumen39

United States. Securities and Exchange Commission - 1962
...appears to the Commission at :mv time that the registration statement Includes any untrue statement of a material fact or omits to state any material fact...statements therein not misleading, the Commission may, after notice by personal service or the sending of confirmed telegraphic notice, and after opportunity...
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Decisions and Reports, Volumen26

United States. Securities and Exchange Commission - 1953
...appears to the Commission at any time that the registration statement Includes any untrue statement of a material fact or omits to state any material fact...statements therein not misleading, the Commission may, after notice . . . and after opportunity for hearing . . . Issue a stop order suspending the effectiveness...
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Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956
...tin* that the registration statement Include* any BntnM statement of a material fact or omits to itato any material fact required to be stated therein or...statements therein not misleading, the Commission may, after notice . . . and . . . opportunity for bearing .... Issue a stop order suspending the effecthrtaeas...
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Decisions and Reports, Volumen37

United States. Securities and Exchange Commission - 1958
...appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements 37 8. BC— 38 3809 357 was instituted on July 27, 1956, and a...
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